The fine of $106.41 million will be distributed to harmed investors, the SEC said. Vanguard agreed to the fine without ...

There are no SEC filings that match your filter(s), please update your selections to return more records. Nasdaq provides company’s SEC filings, which are financial statements and reports filed ...

Top mutual fund firm Vanguard has resumed stewardship meetings with portfolio companies after reviewing new guidance from securities regulators, a document seen on Monday by Reuters shows.

They were announced as cryptocurrency advocate Paul Atkins, President Donald Trump’s nominee for SEC chairman, awaits a Senate confirmation hearing. BlackRock and Vanguard canceled their ...

A big question, he said, is whether a company would petition the SEC to declare BlackRock or Vanguard an activist ... pleads guilty to US emissions fraud, fined $1.6 billion 12:13 AM UTC Reuters ...

The Securities and Exchange Commission has placed ... shareholders with a large equity stake in a company on ESG topics. Vanguard and BlackRock are now facing more scrutiny over ESG investing ...

Principal Securities Inc. reduced its stake in shares of Vanguard Core Bond ETF (NASDAQ:VCRB – Free Report) by 13.3% during the 4th quarter, HoldingsChannel reports. The fund owned 15,488 shares ...

(Reuters) - Top mutual fund firm Vanguard has resumed stewardship meetings with portfolio companies after reviewing new guidance from securities regulators, a document seen on Monday by Reuters shows.