The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

Hedge-fund powerhouse Two Sigma is likely to pay as much as $100 million to settle a Securities and Exchange Commission investigation into a trading scandal at the firm. The New York firm would ...

Online brokerage eToro just agreed to pay $1.5 million in a lawsuit with the Securities and Exchange Commission that could affect how people trade crypto in the future. The SEC alleged that eToro ...

The court must approve the new settlement terms, which UFC declared in a Securities and Exchange Commission filing. “We have reached a revised agreement with Plaintiffs to settle the Le case ...

TrustToken operated a "so-called lending protocol," TrueFi, the SEC said. The entities in Tuesday's settlement are accused of engaging in unregistered offers and sales of securities involving TUSD ...