The Securities and Exchange Commission today announced settled charges against nine registered investment advisers for ...

Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...

Former Kansas bank CEO Shan Hanes was sentenced to 24 years in prison for embezzling $47.1 million in a pig butchering crypto ...

Six credit rating agencies agreed to pay combined civil penalties of more than $49 million to settle Securities and Exchange Commission charges over failure to maintain ... according to a Sept. 3 SEC ...

The U.S. Securities and Exchange Commission settled charges with six credit rating companies, including Moody's (NYSE:MCO) ...

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...

This monthly bulletin is designed to help companies identify important legal developments governing the use and acceptance of ...