US federal agencies have charged four crypto market makers and 18 individuals with fraud and market manipulation, including ...
Cassava and former executives were charged Thursday by the SEC with making misleading claims in 2020 about trials for the ...
Bankrupt EV startup Fisker is under investigation by the U.S. Securities and Exchange Commission, according to a ...
Charges. The SEC charged that the defendants violated Securities Act Sections 17(a)(2) and 17(a)(3). In its complaint, the SEC alleged that they made the following misleading statements about the ...
In its correction, the firm also paid out $220,000 to 846 retail customers, accounting for upfront sales charges plus interest. The SEC's examination priorities for 2024 indicated Regulation Best ...
The SEC charges DraftKings with selectively disclosing nonpublic information to investors who followed the company CEO’s social accounts. DraftKings agrees to pay a $200,000 civil penalty to ...
The SEC also charged Hoau-Yan Wang ... Wang, while neither admitting nor denying the charges, agreed to cease future violations and pay a $50,000 fine. In July, CEO Rick Barry wrote a letter ...
Shares in Cassava were down more than 10% in pre-market trading following the SEC's announcement. Cassava will pay $40 million to settle the civil charges, while Barbier and Burns, have agreed to ...
The SEC also settled charges against Mango Labs and Blockworks Foundation for failing to register as brokers, the agency said. Jurors in federal court in Manhattan earlier this year convicted a ...
How much does shipping cost from Novatech? Novatech offers next day delivery for £5.99, and will charge you £12.58 for weekend delivery. If you want to pay nothing, you’ll have to collect your ...
and former Senior VP of Neuroscience Lindsay Burns have agreed to pay over $40 million to resolve SEC charges over misleading statements related to a Phase 2 trial of the company’s controversial ...