The SEC alleged that the two units covered by Monday’s settlement—Robinhood Securities and Robinhood Financial—failed to adopt sufficient policies and procedures to protect customer information.

Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The ...

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.

Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the ...

Two brokerage units of Robinhood Markets HOOD6.12%increase; green up pointing triangle agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range ...

The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of ...

Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.

Investing.com - Robinhood (NASDAQ: HOOD) Securities LLC and Robinhood Financial LLC, known collectively as Robinhood, have agreed to pay a total of $45 million in civil penalties to settle charges ...