Merging Citigroup’s Smith Barney business into its own wealth management business after the global financial crisis was transformational and catapulted Morgan Stanley into an industry leader.

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who ...

The U.S. Securities and Exchange Commission has censured Morgan Stanley Smith Barney, in Purchase, and assessed a $15 million penalty against the wealth management firm for inadequate supervision ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...