JPMorgan has snapped up a Merrill Lynch advisor team producing $10 million in annual revenue from $28 billion in assets, the hiring firm announced Friday.

Cobb joined the financial services industry in 1996, registering as a broker and investment advisor with Merrill Lynch in Spartanburg, South Carolina, according to BrokerCheck and the SEC's Investment ...

Wells Fargo has scored its third clawback victory in less than two months, recovering more than $1.1 million in damages against a financial advisor who was discharged in 2022 while under internal ...

The Federal Deposit Insurance Corp., the Office of the Comptroller of the Currency and the Federal Housing Finance Agency want to introduce mandatory clawbacks on some incentives in a bid to make ...

AlTi Global, which is expanding rapidly across the U.S. wealth management market, announced late yesterday its second multibillion-dollar acquisition in the past six weeks. The New York–based wealth ...